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Sean Michael Newby is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 2518 SOMERSET CENTER DR SUITE 2518, WINSTON SALEM, NC, 27103-6766.
Sean Michael Newby has worked at EDWARD JONES since August 09, 2012
Sean Michael Newby has 1 Disclosure Event(s).
Date: March 12, 1996All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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