SEAN PAUL PARKINSON

SEAN PAUL PARKINSON is currently employed as a Broker and/or Investment Adviser at GOLDMAN SACHS & CO. LLC located at 71 SOUTH WACKER DRIVE, Suite 500, CHICAGO, IL, 60606.

SEAN PAUL PARKINSON has worked at GOLDMAN SACHS & CO. LLC since November 04, 2014

Disclosure History

SEAN PAUL PARKINSON has 5 Disclosure Event(s).

Date: March 26, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 10, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ACCOUNT WAS SETTLED AND DISMISSED. IT WAS A RESULT OF ME OWNING MY OWN COMPANY AND CHOOSING TO TAKE ON COMPANY DEBT IN MY NAME ON PERSONAL CREDIT CARDS IN ORDER TO KEEP MY BUSINESS OPEN. I ALSO HAD SOME MEDICAL DEBT ON THERE FROM GETTING HIT BY A DRUNK DRIVER.

Date: October 10, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ACCOUNT IS SETTLED AND DISMISSED. WAS A RESULT OF TAKING ON MY COMPANIES DEBT ONTO PERSONAL CREDIT CARDS IN ORDER TO KEEP MY BUSINESS OPEN. I ALSO HAD SOME PERSONAL MEDICAL DEBT ON THERE FROM GETTING HIT BY A DRUNK DRIVER.

Date: October 10, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 10, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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