SEAN KENNETH PETERSON

SEAN KENNETH PETERSON is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 6425 Youree Dr, Ste 400, Shreveport, LA, 71105.

SEAN KENNETH PETERSON has worked at MML INVESTORS SERVICES, LLC since April 20, 2015

Disclosure History

SEAN KENNETH PETERSON has 1 Disclosure Event(s).

Date: November 09, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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