SERENA HOPE HORSCH is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 14321 N. NORTHSIGHT BOULEVARD, SCOTTSDALE, AZ, 85260.
SERENA HOPE HORSCH has worked at VANGUARD MARKETING CORPORATION since October 25, 2010
Disclosure History
SERENA HOPE HORSCH has 1 Disclosure Event(s).
Date: March 15, 2016 Category: Customer Dispute Allegations: The client alleges that the registered representative did not explain the tax consequences resulting from the implementation of the client's financial plan, causing the client to pay more taxes than expected. Settlement Amount: $11,997.65
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