SERGE HENRI COHEN is currently employed as a Broker and/or Investment Adviser at JEFFERIES LLC located at 520 MADISON AVENUE, NEW YORK, NY, 10022.
SERGE HENRI COHEN has worked at JEFFERIES LLC since April 25, 2012
Disclosure History
SERGE HENRI COHEN has 2 Disclosure Event(s).
Date: May 17, 1990 Category: Regulatory Initiated By: NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. Allegations: FAILED TO PAY FINES AND/OR COSTS Resolution: Other SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: NASD REGISTRATION REVOKED ON 5/17/90 FOR NON-PAYMENT OF FINES AND/OR COSTS IN NASD COMPLAINT #NY-8043-AWC. Broker Comment: FINAL - MATTER RESOLVED ON 5/17/90
Date: January 19, 1990 Category: Regulatory
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