SERGIO MESSINA

SERGIO MESSINA is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at 102 MOTOR PKWY, HAUPPAUGE, NY, 11788.

SERGIO MESSINA has worked at CUNA BROKERAGE SERVICES, INC. since August 12, 2015

Disclosure History

SERGIO MESSINA has 1 Disclosure Event(s).

Date: August 31, 1976
Category: Criminal
Charges: CHARGE: PETIT LARCENY -EXERCISE EQUIPMENT UNDER $20. 1. 1 COUNT 2. MISDEMEANOR 3. NOT GUILTY Charge Type: MISDEMEANOR
Disposition: DISMISSED ON 03/17/1977. DISCHARGED UPON COMPLETION OFDIVERSION PROGRAM, PROBATION OF 6 MONTHS.
Broker Comment: THIS EVENT HAPPENED WHEN I WAS 16 YRSOLD. I WAS PUT ON A SIX MONTH PROBATIONARYPERIOD. THE EVENT WAS: SHOPLIFTING SOME PIECE OF EXERCISEEQUIPMENT (UNDER $20.00)

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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