SERGIO ALBERTO MITRE FELIX

SERGIO ALBERTO MITRE FELIX is currently employed as a Broker and/or Investment Adviser at E*TRADE SECURITIES LLC located at 200 WEST CIVIC CENTER DRIVE, 4th FLOOR, SANDY, UT, 84070.

SERGIO ALBERTO MITRE FELIX has worked at E*TRADE SECURITIES LLC since February 19, 2015

Disclosure History

SERGIO ALBERTO MITRE FELIX has 3 Disclosure Event(s).

Date: September 28, 2015
Category: Financial
Type: Compromise
Disposition: Settled in Full

Date: January 01, 2014
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure

Date: October 11, 2013
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: The issues originated with Sprint where I was trying to workout the issue. I am unable to determine when they charged off the balance. Reference number: 144337822.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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