SERGIO T. RODRIGUEZ is currently employed as a Broker and/or Investment Adviser at BBVA SECURITIES INC. located at 525 South Main Street, Del Rio, TX, 78840.
SERGIO T. RODRIGUEZ has worked at BBVA SECURITIES INC. since May 16, 2013
Disclosure History
SERGIO T. RODRIGUEZ has 1 Disclosure Event(s).
Date: March 07, 2014 Category: Customer Dispute Allegations: CUSTOMER PURCHASED A MARKET LINKED CD PRODUCT ISSUED BY THE FIRM'S AFFILIATE BANK IN NOVEMBER, 2013. CUSTOMER NOW ALLEGES THAT REPRESENTATIVE (ACTING AS A BANK EMPLOYEE) TOLD HER THAT THE MINIMUM GUARANTEED RATE OF RETURN ON THE CD WAS 2%, NOT THE 1% REFLECTED IN THE CD DOCUMENTATION. Damage Amount Requested: $100,000.00
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