SETH FENN is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at PEPPERELL MILL CAMPUS, 40 MAIN STREET, BIDDEFORD, ME, 04005.
SETH FENN has worked at SIGNATOR INVESTORS, INC. since June 01, 2015
Disclosure History
SETH FENN has 1 Disclosure Event(s).
Date: May 20, 2015 Category: Employment Separation After Allegations Firm Name: PRUCO SECURITIES, LLC Termination Type: Voluntary Resignation Allegations: REGISTERED REPRESENTATIVE (RR) SUBMITTED LIFE INSURANCE FORMS FOR TWO CLIENTS WHICH CONTAINED NON-GENUINE CLIENT SIGNATURES AND SUBMITTED TWO LIFE INSURANCE APPLICATIONS FOR HIMSELF WITH INACCURATE INFORMATION WHICH ALLOWED HIM TO RECEIVE COMMISSIONS TO WHICH HE WAS NOT OTHERWISE ENTITLED. Broker Comment: These allegations by Pruco were made five weeks after I was hired to an elevated position with a competing company. When I was offered this new position, in good business practice I gave a resignation letter to Pruco. Pruco later filed this alleged termination disclosure. Per my information and belief, I deny all allegations filed by Pruco.
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