SETH ADAM RIDDLE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 8025 N WICKHAM ROAD, MELBOURNE, FL, 32940.

SETH ADAM RIDDLE has worked at LPL FINANCIAL LLC since December 08, 2009

Disclosure History

SETH ADAM RIDDLE has 1 Disclosure Event(s).

Date: June 12, 2017
Category: Customer Dispute
Allegations: Plaintiffs allege that "missing" funds from their savings and retirement accounts at their credit union were withdrawn using a forged transfer request.
Damage Amount Requested: $132,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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