SETH RIVERS

SETH RIVERS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at BEECHWOOD OFFICE PARK., 2678 SOUTH ROAD, POUGHKEEPSIE, NY, 12601.

SETH RIVERS has worked at MORGAN STANLEY since August 08, 2016

Disclosure History

SETH RIVERS has 1 Disclosure Event(s).

Date: January 04, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THERE WERE UNCONFIRMED CHARGES ON THIS CREDIT CARD, I REFUSED TO PAY THESE CHARGES AND IN TURN THE CARD SENT IT OUT TO COLLECTIONS

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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