SEVAN KARAKESISOGLU

SEVAN KARAKESISOGLU is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 14601 VENTURA BLVD, SHERMAN OAKS, CA, 91403.

SEVAN KARAKESISOGLU has worked at WELLS FARGO CLEARING SERVICES, LLC since September 30, 2011

Disclosure History

SEVAN KARAKESISOGLU has 6 Disclosure Event(s).

Date: November 26, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 06, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 16, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 16, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 15, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 05, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ALL ACCOUNTS HAVE BEEN SATISFIED AND SETTLED IN FULL WITH MY CREDITORS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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