SHABINA MAZABEEN RAFIQ

SHABINA MAZABEEN RAFIQ is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 7011 Koll Center Parkway, Suite 260, Pleasanton, CA, 94566.

SHABINA MAZABEEN RAFIQ has worked at COMMONWEALTH FINANCIAL NETWORK since August 12, 2014

Disclosure History

SHABINA MAZABEEN RAFIQ has 1 Disclosure Event(s).

Date: March 27, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $32,068.31
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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