SHAHID MALIK

SHAHID MALIK is currently employed as a Broker and/or Investment Adviser at PNC INVESTMENTS located at 45 MOUNTAIN BLVD BLDG B, WARREN, NJ, 07059.

SHAHID MALIK has worked at PNC INVESTMENTS since November 09, 2004

Disclosure History

SHAHID MALIK has 2 Disclosure Event(s).

Date: August 17, 2012
Category: Customer Dispute
Allegations: CLIENT ALLEGING TRANSFER INTO MANAGED ACCONT WAS UNSUITABLE.
Damage Amount Requested: $6,000.00

Date: May 27, 2009
Category: Customer Dispute
Allegations: CLIENT, THROUGH HER ATTORNEY, ALLEGES THAT ABSENT [CUSTOMER] KNOWLEDGE, AUTHORITY AND/OR INSTRUCTION, CERTAIN OF HER MONIES WERE MOVED FROM THE SAFETY AND PREDICTABILITY OF SAVINGS TYPE ACCOUNTS TO THE MORE FLUID (AND UNCERTAIN) INVESTMENT TYPE VEHICLES.
Damage Amount Requested: $30,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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