SHANNON MICHELLE GREGG

SHANNON MICHELLE GREGG is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 4001 NORTHWEST PARKWAY, DALLAS, TX, 75225.

SHANNON MICHELLE GREGG has worked at FIDELITY BROKERAGE SERVICES LLC since May 14, 2012

Disclosure History

SHANNON MICHELLE GREGG has 2 Disclosure Event(s).

Date: February 09, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 18, 1997
Category: Criminal
Charges: 1. THEFT BY CHECK 2. MISDEMEANOR 3. NOT GUILTY 4. N/A Charge Type: MISDEMEANOR
Disposition: A. DISMISSED B. 05/03/05 C. DISMISSED D. N/A E. N/A F. N/A CHECK PAID G. N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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