SHARI LYNN ANDERSON

SHARI LYNN ANDERSON is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 501 NORTH BROADWAY, ST. LOUIS, MO, 63102.

SHARI LYNN ANDERSON has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since March 28, 2016

Disclosure History

SHARI LYNN ANDERSON has 4 Disclosure Event(s).

Date: August 31, 2010
Category: Financial
Type: Compromise
Disposition: Debt settled - negotiation
Broker Comment: I went through Century Negotiations, Inc - Settlement Services to help settle my debt. All were settled out of court.

Date: July 02, 2010
Category: Financial
Type: Compromise
Disposition: Debt settled - negotiation
Broker Comment: I went through Century Negotiations, Inc - Settlement Services to help settle my debt. All were settled out of court.

Date: May 11, 2010
Category: Financial
Type: Compromise
Disposition: Debt settled - negotiation
Broker Comment: I went through Century Negotiations, Inc - Settlement Services to help settle my debt. All were settled out of court.

Date: December 30, 2009
Category: Financial
Type: Compromise
Disposition: Debt settled - negotiation
Broker Comment: I went through Century Negotiations, Inc - Settlement Services to help settle my debt. All were settled out of court.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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