SHARON MINE HIDAKA

SHARON MINE HIDAKA is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 700 WASHINGTON ST, 5TH FL STE 501, [WU-RBO], VANCOUVER, WA, 98660.

SHARON MINE HIDAKA has worked at WELLS FARGO CLEARING SERVICES, LLC since May 12, 2016

Disclosure History

SHARON MINE HIDAKA has 1 Disclosure Event(s).

Date: June 18, 2007
Category: Customer Dispute
Allegations: CLIENT STATES THAT HE GAVE INSTRUCTIONS TO SELL ALL HIS ABBOTT STOCK AT A PRICE OF $59.15. CLIENT ALLEGES THAT 2000 SHARES OF ABBOTT WERE NOT SOLD DESPITE HIS INSTRUCTIONS AND REQUESTS REMAINING STOCK BE SOLD AT THE PRICE HE WOULD HAVE RECEIVED IF ALL SHARES WERE SOLD PER HIS REQUEST. ALLEGED DAMAGES ESTIMATED TO BE IN EXCESS OF $5,000. TIME PERIOD UNSPECIFIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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