SHARON ANN LAWS is currently employed as a Broker and/or Investment Adviser at FIFTH THIRD SECURITIES, INC. located at 24261 CEDAR ROAD, LYNDHURST, OH, 44124.
SHARON ANN LAWS has worked at FIFTH THIRD SECURITIES, INC. since July 22, 2016
Disclosure History
SHARON ANN LAWS has 2 Disclosure Event(s).
Date: May 26, 2016 Category: Employment Separation After Allegations Firm Name: Key Investment Services LLC Termination Type: Permitted to Resign Allegations: RR admitted that she was aware that a disclosure document she submitted to support a transaction had been signed by someone other than the client.
Date: March 11, 2013 Category: Customer Dispute Allegations: CLIENT CLAIMS THAT REPRESENTATIVE SWITCHED HIM OUT OF ONE VA INTO ANOTHER VA IN 2011, INCURRING A CDSC OF $2000, AND THE NEW VA IS NOT AS GOOD AS THE OLD VA. CLIENT WANTS OUT OF THE NEW VA AND MONEY PUT BACK INTO THE OLD VA. Damage Amount Requested: $8,832.89
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