SHARON MCDANIEL WHITEHURST

SHARON MCDANIEL WHITEHURST is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 11710 Plaza America Drive, Suite 910, RESTON, VA, 20190.

SHARON MCDANIEL WHITEHURST has worked at CAPITOL SECURITIES MANAGEMENT, INC. since May 29, 2009

Disclosure History

SHARON MCDANIEL WHITEHURST has 3 Disclosure Event(s).

Date: October 30, 2002
Category: Regulatory
Initiated By: ILLINOIS
Allegations: THE RESPONDENT'S REGISTRATION AS A SALESPERSON IN ILLINOIS IS SUBJECT TO DENIAL PURSUANT TO AN SEC ORDER, FILE NO. 3-8511.
Resolution: Consent
Sanctions: CONSENT ORDER OF WITHDRAWAL. Sanction Details: RESPONDENT AGREES TO WITHDRAW HER REGISTRATION AS A SALESPERSON IN THE STATE OF ILLINOIS AND AGREES NOT TO REAPPLY FOR A PERIOD OF THREE YEARS.
Broker Comment: ILLINOIS ACTION REQUIRED APPROPRIATE INFORMATION PERTAINING TO THE ABOVE PROCEEDINGS.

Date: September 30, 1994
Category: Regulatory

Date: January 01, 1971
Category: Criminal
Charges: CONCEALMENT
Disposition: DISMISSED
Broker Comment: GRAHAM WAS CHARGED WITH CONCEALMENT IN 1971. THE CHARGE WAS DISMISSED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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