SHAUN BRIAN ORCINOLO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2400 EAST COMMERCIAL BLVD., SUITE 1200, FT. LAUDERDALE, FL, 33308.
SHAUN BRIAN ORCINOLO has worked at MORGAN STANLEY since October 18, 2011
Disclosure History
SHAUN BRIAN ORCINOLO has 5 Disclosure Event(s).
Date: March 07, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABLE INVESTMENTS - 2000-2002. Damage Amount Requested: $68,000.00 Settlement Amount: $9,729.11 Broker Comment: THE CLAIM WAS SETTLED FOR $9,729.11.
Date: February 21, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABLE INVESTMENTS AND MISREPRESENTATION WITH RESPECT TO ANNUITY INVESTMENT. 2001-2002. DAMAGES UNSPECIFIED. Broker Comment: THIS CLAIM WAS DENIED.
Date: February 21, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABLE INVESTMENTS AND MISREPRESENTATION OF ANNUITY 2001-2002DAMAGES UNSPECIFIED Broker Comment: THIS CLAIM WAS DENIED.
Date: January 27, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED FC MISREPRESENTED DEATH BENEFIT OF ANNUITY CONTRACT.2000 Damage Amount Requested: $25,000.00 Broker Comment: CLAIM DENIED.
Date: December 20, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION AND FAILURE TO FOLLOWINSTRUCTIONS REGARDING STOCK TRANSACTIONS IN HIS MANAGEDACCOUNT. 1999. Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
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