SHAUNA ARIEL EDERY

SHAUNA ARIEL EDERY is currently employed as a Broker and/or Investment Adviser at KEY INVESTMENT SERVICES LLC located at 316 Main Street, Yalesville, CT, 06492.

SHAUNA ARIEL EDERY has worked at KEY INVESTMENT SERVICES LLC since December 11, 2017

Disclosure History

SHAUNA ARIEL EDERY has 1 Disclosure Event(s).

Date: September 28, 2017
Category: Employment Separation After Allegations
Firm Name: Wells Fargo Clearing Services, LLC
Termination Type: Discharged
Allegations: Personal banker discharged from Wells Fargo Bank, NA for accessing a client's bank account information without a business purpose.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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