Shawn Christopher Davis

Shawn Christopher Davis is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 2000 CENTER POINT ROAD, 2ND FLOOR, SUITE 2225, COLUMBIA, SC, 29210-5824.

Shawn Christopher Davis has worked at PRUCO SECURITIES, LLC. since November 11, 2015

Disclosure History

Shawn Christopher Davis has 3 Disclosure Event(s).

Date: September 08, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,122.00
Judgment/Lien Type: Tax
Broker Comment: The person who filed our taxes did not file for local income taxes, only state and federal. I did not realize this until years later, after moving back to SC.

Date: September 08, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $518.00
Judgment/Lien Type: Tax
Broker Comment: The person who filed our taxes did not file for local income taxes, only state and federal. I did not realize this until years later, after moving back to SC.

Date: September 08, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $1,160.00
Judgment/Lien Type: Tax
Broker Comment: The person who filed our taxes did not file for local income taxes, only state and federal. I did not realize this until years later, after moving back to SC.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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