SHAWN HEALY

SHAWN HEALY is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 480 STATE ROUTE 10, WHIPPANY, NJ, 07981.

SHAWN HEALY has worked at J.P. MORGAN SECURITIES LLC since August 03, 2016

Disclosure History

SHAWN HEALY has 1 Disclosure Event(s).

Date: April 01, 2014
Category: Financial
Type: Compromise
Broker Comment: REPRESENTATIVE MAKES MONTHLY PAYMENTS OF $75.00 UNTIL SETTLEMENT AMOUNT OF $2,700.00 IS PAID IN FULL, APPROXIMATELY APRIL 2019.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for SHAWN HEALY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.