SHAWN MICHAEL THOMPSON

SHAWN MICHAEL THOMPSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1055 LPL WAY, FORT MILL, SC, 29715.

SHAWN MICHAEL THOMPSON has worked at LPL FINANCIAL LLC since March 19, 2008

Disclosure History

SHAWN MICHAEL THOMPSON has 2 Disclosure Event(s).

Date: December 12, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $15,244.00
Judgment/Lien Type: Civil
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. AGREEMENT IN PLACE WITH SESSOMS & ROGERS, ATTORNEYS FOR THE PLAINTIFF, FOR PAYMENT OF $265.00 PER MONTH UNTIL SATISFIED.

Date: June 13, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $31,178.00
Judgment/Lien Type: Tax
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. MONTHLY INSTALLMENT AGREEMENT FOR $500 PER MONTH APPROVED BY THE IRS UNTIL SATISFIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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