SHAWNDA YVETTE JEFFERSON

SHAWNDA YVETTE JEFFERSON is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3655-A OLD COURT ROAD, STE 5 & 6, PIKESVILLE, MD, 21208.

SHAWNDA YVETTE JEFFERSON has worked at PFS INVESTMENTS INC. since January 10, 2013

Disclosure History

SHAWNDA YVETTE JEFFERSON has 2 Disclosure Event(s).

Date: December 18, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $1,479.60
Judgment/Lien Type: Civil

Date: February 02, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $425.00
Judgment/Lien Type: Civil
Broker Comment: DID NOT HAVE HEALTH INSURANCE AND I WAS VERY SICK SO I HAD TO GO TO THE EMERGENCY ROOM.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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