SHAWNDRA LATRICE HOWARD

SHAWNDRA LATRICE HOWARD is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 50 NORTH FRONT STREET, MEMPHIS, TN, 38103.

SHAWNDRA LATRICE HOWARD has worked at RAYMOND JAMES & ASSOCIATES, INC. since November 07, 2016

Disclosure History

SHAWNDRA LATRICE HOWARD has 1 Disclosure Event(s).

Date: February 02, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $739.16
Judgment/Lien Type: Civil
Broker Comment: I JUST FOUND OUT ABOUT THIS. I WILL REACH OUT TO GAULT FINANCIAL TO MAKE ARRANGEMENTS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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