SHEA AHREN WINKELLER

SHEA AHREN WINKELLER is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT ADVISERS LLC located at 1610 Wynkoop St, Suite 550, Denver, CO, 80202.

SHEA AHREN WINKELLER has worked at CETERA INVESTMENT ADVISERS LLC since August 31, 2015

SHEA AHREN WINKELLER is also currently employed as a Broker and/or Investment Adviser at SUMMIT FINANCIAL GROUP INC located at 1610 Wynkoop StSte 550, Denver, CO, 80202 since January 01, 1970

SHEA AHREN WINKELLER is also currently employed as a Broker and/or Investment Adviser at TRIUMPH CAPITAL MANAGEMENT located at 1610 WYNKOOP STREET, SUITE 550, DENVER, CO, 80202 since January 01, 1970

SHEA AHREN WINKELLER is also currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 1610 Wynkoop StSuite 550, Denver, CO, 80202 since January 01, 1970

Disclosure History

SHEA AHREN WINKELLER has 2 Disclosure Event(s).

Date: June 10, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 22, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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