SHEILA LILIANA ANZALDO

SHEILA LILIANA ANZALDO is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 17700 CASTLETON ST. SUITE #228, CITY OF INDUSTRY, CA, 91748.

SHEILA LILIANA ANZALDO has worked at PRUCO SECURITIES, LLC. since June 18, 2014

Disclosure History

SHEILA LILIANA ANZALDO has 2 Disclosure Event(s).

Date: July 11, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 31, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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