SHEILA LYNNE CARDNO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5945 Granite Lake Dr Ste. 130, Granite Bay, CA, 95746.
SHEILA LYNNE CARDNO has worked at LPL FINANCIAL LLC since June 27, 2001
Disclosure History
SHEILA LYNNE CARDNO has 2 Disclosure Event(s).
Date: September 09, 2014 Category: Customer Dispute Allegations: CUSTOMER SEEKS REIMBURSEMENT BETWEEN THE PRICE OF SHARES RECEIVED AT THE TIME OF SALE AND THE CURRENT SHARE PRICE OF INTEL STOCK AS WELL AS REIMBURSEMENT OF HER TAX LIABILITY. CUSTOMER CLAIMS THAT SHE UNDERSTOOD THAT A PORTION OF HER TOTAL SHARES WAS TO BE SOLD. Damage Amount Requested: $68,513.50 Settlement Amount: $28,532.00 Broker Comment: ADVISOR DENIES ALL ALLEGATIONS.
Date: November 02, 1989 Category: Criminal Charges: 1. MISDEMEANOR VIOLATION OF VEHICLE CODE SECTION 23153 (A)- PLEAD GUIILTY2. MISDEMEANOR VIOLATION OF VEHICLE CODE SECTION 23153(B)- PLEAD GUILTYORIGINALLY CHARGED WITH FELONY, BUT CHARGES WERE REDUCED TO MISDEMEANOR. Charge Type: FELONY Disposition: CONVICTED OF 2 MISDEMEANORS IN 1990. PAID FINE AND PERFORMED COMMUNITY WORK. COMPLETED BY 02/90. I DO NOT RECALL THE AMOUNT OF THE FINE. Broker Comment: HAD ATTENDED OFFICE PARTY WITH ALCOHOLIC BEVERAGES. ON THE WAY HOME HIT THE BACK OF A CAR ON SLIPPERY STREET. NO INJURIES. ACCIDENT OCCURED 10/27/1989.
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