SHEILA RENEE CLIFFORD

SHEILA RENEE CLIFFORD is currently employed as a Broker and/or Investment Adviser at NATIONWIDE INVESTMENT SERVICES CORPORATION located at 10 WEST NATIONWIDE BLVD., COLUMBUS, OH, 43215.

SHEILA RENEE CLIFFORD has worked at NATIONWIDE INVESTMENT SERVICES CORPORATION since January 24, 2012

Disclosure History

SHEILA RENEE CLIFFORD has 2 Disclosure Event(s).

Date: January 20, 2015
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure

Date: June 02, 2011
Category: Financial
Type: Compromise
Disposition: THE DEBT IS NO LONGER OWED. PAID IN SETTLEMENT

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for SHEILA RENEE CLIFFORD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.