SHEILA RAE JOHNSON

SHEILA RAE JOHNSON is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 123 N Spruce St, Ogallala, NE, 69153.

SHEILA RAE JOHNSON has worked at THRIVENT INVESTMENT MANAGEMENT INC. since July 02, 2013

Disclosure History

SHEILA RAE JOHNSON has 1 Disclosure Event(s).

Date: March 20, 2017
Category: Customer Dispute
Allegations: Customer alleged that the variable annuity purchased in November 2016 did not meet her needs and she was not informed about her options regarding the variable annuity she inherited.
Damage Amount Requested: $14,674.18
Broker Comment: The registered representative named in the complaint did not sell the contract in question in November 2016. The sale was reversed and previous contract was reinstated June 2017. There was no monetary settlement.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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