SHEILA SPAINHOUR SHAFFER is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 1255 23RD STREET NW, SUITE 810, WASHINGTON, DC, 20037-1102.
SHEILA SPAINHOUR SHAFFER has worked at JANNEY MONTGOMERY SCOTT LLC since August 19, 2009
Disclosure History
SHEILA SPAINHOUR SHAFFER has 1 Disclosure Event(s).
Date: April 07, 1999 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HE WAS GIVEN FALSE RESEARCH INFORMATION REGARDING SMARTALK. HE ALLEGES DAMAGES OF $10,230.04. Damage Amount Requested: $10,230.04 Settlement Amount: $5,500.00 Broker Comment: CUSTOMER WAS GIVEN AN ACCURATE SUMMARY OF ALLTHE RESEARCH AND INFORMATION THAT I WAS AWARE OF AND WASAVALIABLE TO USE THROUGH LEGG MASON. I BELIEVE HIS COMPLAINT ISGROUNDLESS AND WITHOUT MERIT.
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