SHELDON XIAOCHUN REN

SHELDON XIAOCHUN REN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5200 SW MEADOWS RD STE 150, LAKE OSWEGO, OR, 97035-0066.

SHELDON XIAOCHUN REN has worked at LPL FINANCIAL LLC since March 28, 2008

Disclosure History

SHELDON XIAOCHUN REN has 1 Disclosure Event(s).

Date: October 02, 2008
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THE ADVISOR DID NOT FOLLOW THEIR INTRUCTIONS TO INCLUDE A RIDER ON THEIR VARIABLE ANNUITY. THE VARIABLE ANNUITY WAS PURCHASED ON JANUARY 13, 2005.
Damage Amount Requested: $5,000.00
Broker Comment: THE FIRM FOUND THE RIDER THE CLIENT ALLEGED HE REQUESTED WAS NOT AVAILABLE ON THE VARIABLE ANNUITY HE PURCHASED. FURTHER, THE FIRM FOUND THE ADVISOR PROVIDED FULL DISCLOSURE REGARDING THE FEATURES OF HIS VARIABLE ANNUITY.

More Information

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