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SHELDON DOUGLAS SLAGEL

SHELDON DOUGLAS SLAGEL is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 737 BISHOP STREET, SUITE 2910, HONOLULU, HI, 96813.

SHELDON DOUGLAS SLAGEL has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

SHELDON DOUGLAS SLAGEL has 6 Disclosure Event(s).

Date: January 04, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $21,472.89
Judgment/Lien Type: Tax

Date: August 15, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $21,484.23
Judgment/Lien Type: Tax

Date: March 22, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $8,293.31
Judgment/Lien Type: Tax

Date: July 28, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $21,168.84
Judgment/Lien Type: Tax

Date: December 03, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $24,413.30
Judgment/Lien Type: Tax

Date: April 02, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $25,097.65
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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