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SHERMAN MERLE SWANSON is currently employed as a Broker and/or Investment Adviser at SIEBERT CISNEROS SHANK & CO., L.L.C. located at 1999 HARRISON ST, SUITE 2720, OAKLAND, CA, 94612.
SHERMAN MERLE SWANSON has worked at SIEBERT CISNEROS SHANK & CO., L.L.C. since August 04, 1997
SHERMAN MERLE SWANSON has 2 Disclosure Event(s).
Date: November 21, 2016All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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