SHERRI ANN RUSH

SHERRI ANN RUSH is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 2140 JEFFERSON STREET, SUITE C, NAPA, CA, 94559.

SHERRI ANN RUSH has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

SHERRI ANN RUSH has 1 Disclosure Event(s).

Date: June 06, 2008
Category: Customer Dispute
Allegations: THE CLIENTS ALLEGE THAT THE DEFINED BENEFIT PLAN ESTABLISHED IN 2005 ON ADVICE OF THE REPRESENTATIVE WAS MISREPRESENTED TO THEM CAUSING THE LOSS OF THEIR ENTIRE INVESTMENT.
Damage Amount Requested: $91,400.00
Settlement Amount: $20,500.00
Broker Comment: THE CLIENTS ALLEGE THAT THE DEFINED DEFINED BENEFIT WELFARE PLAN ESTABLISHED IN 2005 ON RECOMMENDATION OF THE REPRESENTATIVE WAS MISREPRESENTED TO THEM CAUSING A LOSS OF THEIR ENTIRE INVESTMENT. THE PRODUCT WAS A FIXED INSURANCE POLICY IN A DEFINED WELFARE PLAN. WITHOUT ADMITTING ANY GUILT OR LIABILITY, THE LITIGATION WAS SETTLED IN ORDER TO STOP THE ONGOING COSTS OF CONTINUING LITIGATION.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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