SHERWYN JOEL LABOVITZ is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 255 E BROWN ST STE 400, BIRMINGHAM, MI, 48009.
SHERWYN JOEL LABOVITZ has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
SHERWYN JOEL LABOVITZ has 1 Disclosure Event(s).
Date: September 09, 2010 Category: Customer Dispute Allegations: CLAIMANT, A RESIDENT OF MICHIGAN, ALLEGES THAT DURING 5/1/08 THROUGH 11/12/08 HE WAS INVESTED IN FANNIE MAE PREFERRED T STOCKS THAT WERE UNSUITABLE IN RELATION TO HIS INVESTMENT OBJECTIVES. CLAIMANT SEEKS DAMAGES OF $23,467.51 PLUS INTEREST, COSTS AND ATTORNEY FEES. Damage Amount Requested: $23,467.51 Damages Granted: $23,892.51 Broker Comment: ALTHOUGH THE FIRM AND FA CONTESTED THE ALLEGATIONS, THE FINRA PANEL AWARDED CLAIMANT $23,467.51 IN COMPENSATORY DAMAGES AND $425.00 IN COSTS FOR A TOTAL AWARD OF $23892.51. CLAIMANT'S REQUESTS FOR ATTORNEYS' FEES WERE DENIED AND INTERESTS DENIED.
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