SHIRAZ SYED ZAIDI

SHIRAZ SYED ZAIDI is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 330 SUNRISE HIGHWAY, Suite 302, ROCKVILLE CENTRE, NY, 11570.

SHIRAZ SYED ZAIDI has worked at KESTRA INVESTMENT SERVICES, LLC since April 06, 2015

Disclosure History

SHIRAZ SYED ZAIDI has 1 Disclosure Event(s).

Date: February 25, 2015
Category: Employment Separation After Allegations
Firm Name: J.P. MORGAN SECURITIES LLC
Termination Type: Discharged
Allegations: NON-SECURITIES RELATED. REGISTERED REP FILED A FALSE FRAUD CLAIM ON HIS PERSONAL CREDIT CARD. REGISTERED REP STATED THAT HE DID NOT RECOGNIZE THE CHARGES.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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