SIDNEY LEVINE

SIDNEY LEVINE is currently employed as a Broker and/or Investment Adviser at M HOLDINGS SECURITIES, INC. located at 325 WILLIAMSON BLVD, SUITE 120, DAYTONA BEACH, FL, 32114.

SIDNEY LEVINE has worked at M HOLDINGS SECURITIES, INC. since April 20, 2004

Disclosure History

SIDNEY LEVINE has 1 Disclosure Event(s).

Date: May 15, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT A FACT MATERIAL TO THE PURCHASE OF HER VARIABLE LIFE INSURANCE CONTRACT WAS EITHER OMITTED OR MISSTATED DURING THE SALES PROCESS.
Damage Amount Requested: $12,927.52
Settlement Amount: $12,927.52
Broker Comment: IN THEIR REVIEW OF THIS COMPLAINT, WS GRIFFITH SECURITIES AND PHOENIX LIFE INSURANCE COMPANY FOUND NO EVIDENCE OF MISREPRESENTATION. AT MY REQUEST, PHOENIX AGREED TO RESCIND THE INSURANCE POLICY AND RETURN ALL PREMIUMS PAID TO [CUSTOMER]. THIS SETTLEMENT WAS AT MY REQUEST, DESPITE NO WRONGDOING IN CONNECTION WITH THE SOLICITATION OF THE VARIABLE LIFE INSURANCE POLICY THE CLIENT APPLIED FOR, IN ORDER TO PROVIDE GOOD SERVICE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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