SIDNEY RIVAS

SIDNEY RIVAS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 11 MIDSTATE DR, 1ST FLR, AUBURN, MA, 01501.

SIDNEY RIVAS has worked at PFS INVESTMENTS INC. since July 03, 1997

Disclosure History

SIDNEY RIVAS has 10 Disclosure Event(s).

Date: January 25, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $11,355.00
Judgment/Lien Type: Tax

Date: September 28, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $4,059.00
Judgment/Lien Type: Tax
Broker Comment: NOT ENOUGH INCOME TO MAKE PAYMENTS THOSE YEARS, 2009-10. AT THIS PRESENT MOMENT, THERE IS AN OFFER AND COMPROMISE BEING WORKED ON TO SETTLE TAX LIEN.

Date: September 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $8,787.00
Judgment/Lien Type: Tax
Broker Comment: A PAYMENT PLAN IS IN PROCESS (61324)

Date: August 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $671.00
Judgment/Lien Type: Tax
Broker Comment: NOT ENOUGH INCOME TO PAY AT THIS TIME--A PAYMENT PLAN HAS BEEN CREATED.

Date: July 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $1,056.00
Judgment/Lien Type: Tax
Broker Comment: NOT ENOUGH INCOME, A PAYMENT PLAN HAS BEEN CREATED. (47942)

Date: July 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $4,835.00
Judgment/Lien Type: Tax
Broker Comment: NOT ENOUGH INCOME--PAYMENT PLAN HAS BEEN MADE (47941)

Date: January 02, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $5,015.00
Judgment/Lien Type: Civil
Broker Comment: INCOME WAS NOT ENOUGH TO MAKE PAYMENTS DUE. A PAYMENT PLAN IS ESTABLISHED.

Date: August 17, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $37,097.00
Judgment/Lien Type: Tax
Broker Comment: THIS IS AN ERROR MADE ON MY TAXES AND WAS FOR 2003 YAX YEAR ONLY.

Date: September 01, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $2,029.00
Judgment/Lien Type: Civil
Broker Comment: FINRA Disclosure Review Project

Date: February 25, 2005
Category: Judgment / Lien
Judgment/Lien Amount: $5,757.00
Judgment/Lien Type: Tax

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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