SIDNEY SORIA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2060 E. 2100 SO., SALT LAKE CITY, UT, 84109.
SIDNEY SORIA has worked at LPL FINANCIAL LLC since September 18, 2007
Disclosure History
SIDNEY SORIA has 1 Disclosure Event(s).
Date: May 28, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT PURCHASE OF MUTUAL FUNDS IN JULY 2008 WERE UNSUITABLE, RESULTING IN LOSSES. Damage Amount Requested: $45,524.00 Settlement Amount: $29,000.00
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