SIEGLINDE AIGNER-CROOKS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 346 COMMERCIAL STREET, BOSTON, MA, 02109.
SIEGLINDE AIGNER-CROOKS has worked at LPL FINANCIAL LLC since October 16, 2013
SIEGLINDE AIGNER-CROOKS has 1 Disclosure Event(s).
Date: August 11, 2016 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THEIR MARCH 2008 PURCHASE OF A RIVERSOURCE RETIRMENT ADVISOR 4 ADVANTAGE VA WAS UNSUITABLE AND THE TERMS OF THE CONTRACT WERE NOT PROPERLY DISCLOSED. Damage Amount Requested: $9,150.00 Broker Comment: CLIENT WAS REFERRED TO ME BY A FELLOW ARCHITECT AND EMPLOYEE OF THE RENOWNED BOSTON ARCHITECTURE FIRM FOUNDED BY CLIENT'S GRANDFATHER. CLIENT AND I HAD NUMEROUS, VERY DETAILED AND EXTENSIVE MEETINGS AND PHONE CALLS BEFORE SHE HIRED ME. A COMPREHENSIVE FINANCIAL PLAN WAS PREPARED BY ME. THE CLIENT WANTED TO INVEST HER INHERITANCE. I RECALL HER STATING THAT THE EXPECTATION IS FOR HEIRS IN THE FAMILY TO FINANCE THE PRIVATE HIGH SCHOOL AND COLLEGE EDUCATION OF THE NEXT GENERATION AND NOT TO SPEND THE INHERITANCE ON JUST THEMSELVES. THE CLIENT REVIEWED HER FINANCIAL PLAN WITH GREAT CARE AND DEEP ATTENTION TO DETAIL. INVESTMENT ADVICE WAS GIVEN BASED ON THE GOALS, RISK TOLERANCE AND TIME FRAME OF THE CLIENT. THE CLIENT TOOK METICULOUS CARE OF READING ALL INVESTMENT RELATED MATERIALS RETURNING WITH MANY QUESTIONS WHICH WERE MARKED ON THE PRINTED INVESTMENT DISCLOSURE MATERIALS SHE TOOK HOME BEFORE MAKING ANY INVESTMENT DECISIONS AND SIGNING OFF ON ANY APPLICATIONS. THE CLIENT IMPLEMENTED HER FINANCIAL PLAN AFTER THOROUGH AND CAREFUL CONSIDERATION.
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