SIGANG HU is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 1641 WEST MAIN STREET, SUITE 201, ALAHAMBRA, CA, 91801.
SIGANG HU has worked at NYLIFE SECURITIES LLC since February 28, 1997
Disclosure History
SIGANG HU has 1 Disclosure Event(s).
Date: February 17, 2000 Category: Customer Dispute Allegations: WITH REGARD TO THREE VARIABLE ANNUITIES PURCHASED BY THE CUSTOMER, HE ALLEGES I TOLD HIM "THESE CONTRACTS ARE 100% REFUNDABLE AT ANY TIME SHOULD (HE) DECIDE NOT TO KEEP IT." THE CUSTOMER FURTHER ALLLEGES I TOLD HIM HE "WILL GET FREE COVERAGE FROM NEW YORK LIFE INSURANCE COMPANY IF (HE) MADE AN INITIAL DEPOSIT, THE DEPOSIT WILL BE HELD BY THE COMPANY AND IT WILL NOT BE CASHED." THE CUSTOMER HAS NOT TAKEN DELIVERY OF THE POLICIES AND REQUESTS A FULL REFUND OF PREMIUMS PAID. Damage Amount Requested: $9,819.81 Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S CLAIMS. NO OFFER OF COMPENSATORY DAMAGES HAS BEEN MADE TO THE CUSTOMER.
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