Somiruwan Kanagi Wanniarachchige

Somiruwan Kanagi Wanniarachchige is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 140 Via Verde, Suite 200, San Dimas, CA, 91773.

Somiruwan Kanagi Wanniarachchige has worked at NYLIFE SECURITIES LLC since May 15, 2017

Disclosure History

Somiruwan Kanagi Wanniarachchige has 3 Disclosure Event(s).

Date: May 09, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ACCUMULATED BANK CHARGES AND FEES ON A UNOPENED PERSONAL ACCOUNT. DID NOT KNOW DUE TO CHANGE OF ADDRESS, THEREFORE BANK CAME TO A COMPROMISE SETTLEMENT.

Date: April 15, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: CARD WAS USED BY A THIRD PARTY

Date: April 13, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: CARD WAS USED BY A THIRD PARTY

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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