SONG-SIL ALEXANDER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7545 NORTH PORT WASHINGTON RD., SUITE 204, GLENDALE, WI, 53217.
SONG-SIL ALEXANDER has worked at LPL FINANCIAL LLC since June 30, 2016
Disclosure History
SONG-SIL ALEXANDER has 3 Disclosure Event(s).
Date: April 26, 2016 Category: Customer Dispute Allegations: Customer alleges that the rep didn't fully explain the product to him. Damage Amount Requested: $21,443.10
Date: October 29, 2013 Category: Customer Dispute Allegations: COMPLAINANT ALLEGES THE REPRESENTATIVE NEVER INFORMED HER ABOUT THE SIGNIFICANCE OF TAKING A $10,000.00 WITHDRAWAL AND SAID HER INCOME WOULD ONLY BE REDUCED BY ABOUT $80-$90 DOLLARS. Damage Amount Requested: $50,000.00
Date: September 08, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THE ANNUITY PURCHASED WAS NOT A SUITABLE PRODUCT BASED ON STATED OBJECTIVES. Damage Amount Requested: $10,000.00
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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