SONIA EMILIA MARBARAK is currently employed as a Broker and/or Investment Adviser at ORIENTAL FINANCIAL SERVICES CORP. located at 997 SAN ROBERTO STREET, ORIENTAL GROUP TOWER 9TH FLOOR, SAN JUAN, PR, 00926.
SONIA EMILIA MARBARAK has worked at ORIENTAL FINANCIAL SERVICES CORP. since August 09, 2013
Disclosure History
SONIA EMILIA MARBARAK has 1 Disclosure Event(s).
Date: January 20, 2009 Category: Customer Dispute Allegations: ALLEGES UNSUITABLE AND UNAUTHORIZED ACTIVITY AND TRANSACTIONS. Damage Amount Requested: $1,102,687.95 Settlement Amount: $140,000.00 Broker Comment: [CUSTOMER] HAS SIGNED THE OPTION AGREEMENT AND KNOWS THE BROKER [BROKER] FROM SMITH BARNEY AND MERRILL LYNCH, PREVIOUS TO BBVA SECURITIES. I AM THE COMPLIANCE OFFICER. CLIENT INDICATED NEVER OPENED CONFIRMS OR STATEMENTS SENT.HAD MORE TRANSACTIONS IN PREVIOUS BD MERRILL THAN HERE IN BBVA SEC. SETTLED TO AVOID ADDITIONAL EXPENSES- LEGAL AND HUMAN RESOURCES. CLIENT KEPT EXTENDING HEARINGS,WENT SICK....
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