SONIA MOURE is currently employed as a Broker and/or Investment Adviser at OPPENHEIMER & CO. INC. located at 2601 SOUTH BAYSHORE DRIVE, SUITE 1900, MIAMI, FL, 33133.
SONIA MOURE has worked at OPPENHEIMER & CO. INC. since January 03, 2003
Disclosure History
SONIA MOURE has 2 Disclosure Event(s).
Date: July 17, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES HER ACCOUNT WAS INVESTED IN UNSUITABLE RISKY SECURITIES. Damage Amount Requested: $85,000.00
Date: July 10, 1995 Category: Employment Separation After Allegations Firm Name: MERRILL LYNCH,PIERCE, FENNER & SMITH INCORPORATED Termination Type: Voluntary Resignation Allegations: INTERNAL REVIEW N/A NOT PROVIDED MS. MOURE VOLUNTARILY RESIGNED ON JULY 10, 1995 IN CONNECTION WITH AN INQUIRY BY FOREIGN GOVERNMENT. MERRILL LYNCH INITIATED AN INTERNAL REVIEW OF CERTAIN OF MS. MOURE'S ACCOUNTS. MS. MOURE RESIGNED WHILE THIS INQUIRY WAS PENDING
More Information
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