SOPHIE ABLES BAKER is currently employed as a Broker and/or Investment Adviser at BOLTON GLOBAL CAPITAL located at 530 RIVER ROAD, WOOLWICH, ME, 04576.
SOPHIE ABLES BAKER has worked at BOLTON GLOBAL CAPITAL since May 04, 2009
Disclosure History
SOPHIE ABLES BAKER has 2 Disclosure Event(s).
Date: April 20, 2015 Category: Judgment / Lien Judgment/Lien Amount: $94,000.00 Judgment/Lien Type: Tax Broker Comment: CPA IS WORKING ON THE MATTER WITH THE IRS. THEY CLAIM TO NOT HAVE RECEIVED 2012 RETURN. RESENT THE RETURN THIS YEAR. AMOUNT IS INCORRECT.
Date: April 17, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND EXCESSIVE TRADING. DAMAGES UNSPECIFIED.
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