Spencer Dow

Spencer Dow is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 18 NORTH 200 EAST STE 202, TREMONTON, UT, 84337.

Spencer Dow has worked at EDWARD JONES since October 04, 2012

Disclosure History

Spencer Dow has 6 Disclosure Event(s).

Date: May 07, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ECONOMIC HARDSHIP CAUSED ME TO DEFAULT ON THE CREDIT, BUT I SETTLED AS SOON AS I COULD AFFORD TO.

Date: April 30, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ECONOMIC HARDSHIP CAUSED ME TO DEFAULT ON THE CREDIT, BUT I SETTLED AS SOON AS I COULD AFFORD TO.

Date: April 20, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ECONOMIC HARDSHIP CAUSED ME TO DEFAULT ON THE CREDIT, BUT I SETTLED AS SOON AS I COULD AFFORD TO.

Date: April 05, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ECONOMIC HARDSHIP CAUSED ME TO DEFAULT ON THE CREDIT, BUT I SETTLED AS SOON AS I COULD AFFORD TO.

Date: November 25, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ECONOMIC HARDSHIP CAUSED ME TO DEFAULT ON THE CREDIT, BUT I SETTLED AS SOON AS I COULD AFFORD TO.

Date: October 24, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ECONOMIC HARDSHIP CAUSED ME TO DEFAULT ON THE CREDIT, BUT I SETTLED AS SOON AS I COULD AFFORD TO.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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