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Spencer Yves Gomes is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 1440 NORTH CENTER, SAGINAW, MI, 48638.
Spencer Yves Gomes has worked at J.P. MORGAN SECURITIES LLC since October 31, 2016
Spencer Yves Gomes has 1 Disclosure Event(s).
Date: July 24, 2014All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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